Format for annual secretarial audit report and annual secretarial compliance report for listed entities and their material subsidiaries

Relaxation from requirement to furnish a copy of PAN for transfer of equity shares of listed entities executed by non-residents

Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of Rule 19 of the Securities Contracts (Regulation) Rules, 1957

Relaxations relating to procedural matters – Takeovers and Buy-back

SEBI Notification on COVID-19 dated May 03, 2020

Relaxation in compliance with requirements pertaining to Mutual Funds

Existing grandfathered unlisted NCDs

Extension of the implementation date of Circular on ‘Review of Margin Framework for Cash and Derivatives segments (except for Commodity Derivatives Segment)’

Clarification on Know Your Client (KYC) Process and Use of Technology for KYC

Relaxation in timelines for compliance with regulatory requirements by Depository and depository participants

Review of provisions of the circular dated September 24, 2019, issued under SEBI (Mutual Funds) Regulations, 1996 due to the COVID - 19 pandemic and moratorium permitted by RBI

Relaxation in Regulation 24(i)(f) of the SEBI (Buy-back of Securities) Regulations, 2018 due to the COVID 19 pandemic

Relaxation in timelines for compliance with regulatory requirements by trading members/clearing members

Relaxations from certain provisions of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 in respect of Rights Issue

One-time relaxation with respect to the validity of SEBI Observations

Relaxation in timelines for compliance with regulatory requirements by trading members/clearing members

Relaxation in the time period for certain activities carried out by depository participants, RTAs / issuers, KRAs, stockbrokers

SEBI Notification on COVID 19

Relaxation in adherence to prescribed timelines issued by SEBI due to Covid 19

Relaxation in compliance with requirements pertaining to AIFs and VCFs

Relaxation in compliance with requirements pertaining to Portfolio Managers

Temporary relaxation in the processing of documents pertaining to FPIs due to COVID-19

Continuation of Phase II of UPI with ASBA due to Covid-19 virus pandemic

Extension of deadline for implementation of the circular on Stewardship Code for all Mutual Funds and all categories of AIFs due to the CoVID-19 pandemic

Relaxation from compliance with certain provisions of the circulars issued under SEBI (Credit Rating Agencies) Regulations, 1999 due to the COVID-19 pandemic and moratorium permitted by RBI

SEBI Notification COVID 19

Relaxation in compliance with requirements pertaining to Mutual Funds

Interoperability among Clearing Corporations: Revision of criteria for entering the risk-reduction Mode

Relaxation from compliance to REITs and InvITs due to the CoVID -19 virus pandemic

Encumbrance on units of Real Estate Investment Trusts

Encumbrance on units of Infrastructure Investment Trusts

General Information Document

Amendments to guidelines for rights issue, preferential issue and institutional placement of units by a listed InvIT

Amendments to guidelines for rights issue, preferential issue and institutional placement of units by a listed REIT

Amendment in ‘Rights and Obligations of Members, Authorized Persons and Clients’ of FMC Circular No. FMC/COMPL/IV/KRA-05/11/14 dated February 26, 2015

Review of Norms regarding Regaining Matched Book for Commodity Derivatives Segment

Operating Guidelines for Investment Advisers in the International Financial Services Centre (IFSC) – Clarifications

Guidelines for filing of placement memorandum - InvITs proposed to be listed

Format on Statement of Deviation or Variation for proceeds of public issue, rights issue, preferential issue, Qualified Institutions Placement (QIP) etc

Framework for listing of Commercial Paper-Amendments

Stewardship Code for all Mutual Funds and all categories of AIFs, in relation to their investment in listed equities

Circular on Investment in units of Mutual Funds in the name of minor through guardian and ease of process for transmission of units

Measures to strengthen the conduct of Investment Advisers (IA)

Contribution by a non-defaulting member in the Default waterfall of Clearing Corporations

Strengthening of the rating process in respect of ‘INC’ ratings

Annual System Audit of Market Infrastructure Institutions

Operating Guidelines for Investment Advisers in International Financial Services Centre

Options in Goods - Product Design and Risk Management Framework

Exemption from clubbing of investment limit for foreign Government agencies and its related entities

Format for Statement indicating Deviation or Variation in the use of proceeds of the issue of listed non-convertible debt securities or listed non-convertible redeemable preference shares (NCRPs)

Guidelines for rights issue of units by a listed Real Estate Investment Trust (REIT)

Guidelines for rights issue of units by a listed Infrastructure Investment Trust (InvIT)

Non-compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and the Standard Operating Procedure for suspension and revocation of trading of specified securities

Streamlining the process of Rights Issue

IPF Trust and Committees at Market Infrastructure Institutions (MIIs)

Currency Future and Options Contracts (involving Indian Rupee) on Exchanges in International Financial Services Centres (IFSC)

Performance review of the commodity derivatives contracts

Common Application Form for Foreign Portfolio Investors

Disclosure Standards for Alternative Investment Funds (AIFs)

Guidelines for Portfolio Managers

Review of Margin Framework for Cash and Derivatives segments (except for Commodity Derivatives segment)

Margin obligations to be given by way of Pledge/ Re-pledge in the Depository System

Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure

Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015- Amendments

Asset Allocation of Multi Cap Fundssset

Operating Guidelines for Portfolio Managers in International Financial Services Centre

Entities permitted to undertake e-KYC Aadhaar Authentication service of UIDAI in Securities Market – Addition of NSE to the list

Re-lodgement of Transfer Requests Shares

Disclosures on Margin obligations given by way of Pledge Re-pledge in the Depository System

Review of debt and money market securities transactions disclosure

Relaxation from default recognition due to restructuring of debt

Temporary relaxation in processing of documents pertaining to FPIs due to COVID-19

‘Grievance Resolution between listed entities and proxy advisers’ – Extension of timeline for implementation

Execution of Power of Attorney (PoA) by the Client in favor of the Stock Broker / Stock Broker and Depository Participant

Procedural Guidelines for Proxy Advisors’ - Extension of implementation timeline

Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015 - Amendments

Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015- Amendments

Corrigendum to Master Circular for Depositories dated October 25, 2019, on preservation of records

Investor grievances redressal mechanism – Handling of SCORES complaints by stock exchanges and Standard Operating Procedure for non-redressal of grievances by listed companies

Resources for Trustees of Mutual Funds

SEBI (International Financial Services Centres) Guidelines, 2015 - Amendment

Administration and Supervision of Investment Advisers

Grievance Resolution between listed entities and proxy advisers

Procedural Guidelines for Proxy Advisors

Collection and Reporting of Margins by Trading Member (TM) / Clearing Member (CM) in Cash Segment

Implementation of SEBI circular on Margin obligations to be given by way of Pledge / Re-pledge in the Depository System

Relaxation in timelines for compliance with regulatory requirements

Relaxation in timelines for compliance with regulatory requirements

Extension of time for submission of financial results for the quarter/half year/ financial year ended 30th June 2020

Recording of all types of Encumbrances in Depository system

Relaxations relating to procedural matters - Issues and Listing

Relaxations relating to procedural matters - Issues and Listing

Reporting to Stock Exchanges regarding violations under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 relating to the Code of Conduct (CoC)

Allowing Offer for Sale (OFS) and Rights Entitlements (RE) transactions during trading window closure period

Circular on Transaction in Corporate Bonds/Commercial Papers through RFQ platform and enhancing transparency pertaining to debt schemes

Review of Stress Testing Methodology for Positions with Early Pay-in

Framework to Enable Verification of Upfront Collection of Margins from Clients in Cash and Derivatives segments

Eligibility Criteria for Selection of Underlying Commodity Futures for Options on Commodity Futures

Manner and mechanism of providing exit option to dissenting unit holders pursuant to Regulation 22(6A) and Regulation 22(8) of SEBI (Real Estate Investment Trusts Regulations), 2014

Manner and mechanism of providing exit option to dissenting unit holders pursuant to Regulation 22(5C) and Regulation 22(7) of SEBI (Infrastructure Investment Trusts Regulations), 2014

Relaxation from compliance with provisions of the SEBI (Issue and Listing of Debt Securities) Regulations, 2008 (“ILDS Regulation”), SEBI (Non-Convertible Redeemable Preference Shares) Regulations, 2013 (“NCRPS Regulations”) and SEBI Circulars relating to Listing of Commercial Papers

Guidelines for Issue and Listing of Structured Products/ Market Linked Debentures-Amendments

Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015- Amendments

Relaxation from compliance with certain provisions of the SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 (ILDM Regulations) and certain SEBI Circulars due to the CoVID -19 virus pandemic

Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default

Relaxation from compliance to REITs and InvITs due to the CoVID-19 virus pandemic- Amendment

Collection of stamp duty on issue, transfer and sale of units of AIFs

Relaxation in timelines for compliance with regulatory requirements

Guidelines for Portfolio Managers - Extension of implementation timeline

Relaxation of time gap between two board / Audit Committee meetings of listed entities owing to the CoVID-19 pandemic

Further extension of time for submission of Annual Secretarial Compliance Report by listed entities due to the continuing impact of the CoVID-19 pandemic

Guidelines for Order-to-trade ratio (OTR) for Algorithmic Trading

Temporary relaxation in processing of documents pertaining to FPIs due to COVID-19

Operational framework for transactions in defaulted debt securities post maturity date/ redemption date under provisions of SEBI (Issue and Listing of Debt Securities) Regulations, 2008

Conducting meeting of unit-holders of InvITs and REITs through Video Conferencing (VC) or through other audio-visual means (OAVM)

Relaxation in timelines for compliance with regulatory requirements

Investment by the sponsor or asset management company in the scheme

Clarifications with respect to Circular dated February 05, 2020 on ‘Disclosure Standards for Alternative Investment Funds (AIFs)

Relaxations from certain provisions of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 in respect of Further Public Offer

Relaxation from compliance with certain provisions of the SEBI (Issue and Listing of Debt Securities) Regulations, 2008 and SEBI (Non-Convertible Redeemable Preference Shares) Regulations, 2013 and certain SEBI Circulars due to the COVID -19 virus pandemic

Participation of Mutual Funds in Commodity Derivatives Market in India

Framework for Regulatory Sandbox

Relaxation in compliance with requirements pertaining to AIFs and VCFs

Implementation of provision regarding Power of Attorney in circular dated February 25, 2020 – Extension

Guidelines for identification and selection of location as a delivery centre(s) for commodity derivatives contract

Implementation of Circular on ‘Margin obligations to be given by way of Pledge / Re-pledge in the Depository System’ - Extension

Review of Post-Default Curing Period for CRAs

Circular on Listing of Mutual Fund schemes that are in the process of winding up

Relaxation in timelines for compliance with regulatory requirements

Entities permitted to undertake e-KYC Aadhaar Authentication service of UIDAI in Securities Market

Review of Margin Framework for Commodity Derivatives Segment

Management and advisory services by AMCs to Foreign Portfolio Investors

Filing of Offer Documents under Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018.

Review of investment norms for mutual funds for investment in Debt and Money Market Instruments

Norms for Debt Exchange Traded Funds (ETFs)/Index Funds

Cut-off Time for Determining Minimum Threshold of Margins to be Collected from Clients

Framework for issue of Depository Receipts

Investment Policy of Clearing Corporations

Guidelines for preferential issue of units and institutional placement of units by a listed Infrastructure Investment Trust (InvIT)

Guidelines for preferential issue of units and institutional placement of units by a listed Real Estate Investment Trust (REIT)

Disclosures by listed entities of defaults on payment of interest/ repayment of principal amount on loans from banks / financial institutions and unlisted debt securities

Collection and reporting of margins by Trading Member (TM) /Clearing Member (CM) in Cash Segment

Mapping of Unique Client Code (UCC) with demat account of the clients

Modifications in the contract specifications of commodity derivatives contracts

Continuous disclosures and compliances by listed entities under SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015

Streamlining the Process of Public Issue of Equity Shares and convertibles- Extension of time lime for implementation of Phase II of Unified Payments Interface with Application Supported by Blocked Amount

Introduction of Cross-Margining facility in respect of offsetting positions in corelated equity Indices

Creation of segregated portfolio in mutual fund schemes

Reporting of changes in terms of investment

Operational Guidelines for FPIs & DDPs under SEBI (Foreign Portfolio Investors), Regulations 2019 and for Eligible Foreign Investors

e-KYC Authentication facility under section 11A of the Prevention of Money Laundering Act, 2002 by Entities in the securities market for Resident Investors

Enhanced Due Diligence for Dematerialization of Physical Securities

Enhanced Governance Norms for Credit Rating Agencies (CRAs)

Disclosure of divergence in the asset classification and provisioning by banks

Framework for listing of Commercial Paper

Resignation of statutory auditors from listed entities and their material subsidiaries

Cyber Security & Cyber Resilience framework for Stock Brokers / Depository Participants - Clarifications

Cyber Security & Cyber Resilience framework for KYC Registration Agencies

Cyber Security & Cyber Resilience framework for Qualified Registrars to an Issue / Share Transfer Agents

Framework for issue of Depository Receipts

Review of investment norms for mutual funds for investment in Debt and Money Market Instruments

Position limits in Interest Rate Derivatives

Valuation of money market and debt securities

Risk management framework for liquid and overnight funds and norms governing investment in short term deposits

Additional commodities as Eligible Liquid Assets for Commodity Derivatives Segment

Handling of Clients’ Securities by Trading Members/Clearing Members

Non-compliance with certain provisions of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (“ICDR Regulations”)

Parking of Funds in Short Term Deposits of Scheduled Commercial Banks by Mutual Funds – Pending deployment

Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015-Permissible investments by Alternative Investment Funds operating in IFSC

Disclosure of reasons for encumbrance by promoter of listed companies

Product Advisory Committee

Streamlining issuance of SCORES Authentication for SEBI registered intermediaries

Database for Distinctive Number (DN) of Shares - Action against non-compliant companies

Rationalization of imposition of fines for false/incorrect reporting of margins or non-reporting of margins by Trading Member/Clearing Member in all segments

Streamlining the Process of Public Issue of Equity Shares and convertibles- Implementation of Phase II of Unified Payments Interface with Application Supported by Block Amount

Staggered Delivery Period in Commodity futures contracts

Guidelines for Liquidity Enhancement Scheme (LES) in Commodity Derivatives Contracts

Standardizing Reporting of violations related to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations, 2015

Procedure and formats for limited review / audit report of the listed entity and those entities whose accounts are to be consolidated with the listed entity

Disclosure of divergence in the asset classification and provisioning by banks

Circular on Modification of circular dated September 24, 2015 on ‘Format for compliance report on Corporate Governance to be submitted to Stock Exchange (s) by Listed Entities’

Streamlining the Process of Public Issue of Equity Shares and convertibles- Implementation of Phase II of Unified Payments Interface with Application Supported by Blocked Amount

Credit of Penalty for short-collection/non-collection of Margins on Commodity Derivatives Segments to Core SGF

Handling of Clients’ Securities by Trading Members/Clearing Members

Factors for assuring confidentiality in a settlement application filed under Chapter IX of the SEBI (Settlement Proceedings) Regulations, 2018.

Design of Commodity Indices and Product Design for Futures on Commodity Indices

Guidelines for Enhanced Disclosures by Credit Rating Agencies (CRAs)

Combating Financing of Terrorism (CFT) under Unlawful Activities (Prevention) Act, 1967 –Directions to stock exchanges, depositories and all registered intermediaries

Enhanced disclosure in case of listed debt securities

Participation of Portfolio Managers in Commodity Derivatives Market in India

Framework for the process of accreditation of investors for the purpose of Innovators Growth Platform

Participation of Mutual Funds in Commodity Derivatives Market in India

Framework for Innovation Sandbox

Reporting for Artificial Intelligence (AI) and Machine Learning (ML) applications and systems offered and used by Mutual Funds

Permitting Foreign Portfolio Investors (FPI) to invest in Municipal Bonds

Net worth requirements for Clearing Corporations in International Financial Services Centre (IFSC)

Guidelines for determination of bidding, allotment and trading lot size for Real Estate Investment Trusts (REITs) and Infrastructure Investment Trusts (InvITs)

Circular on Enhancement of Overseas Investment limits for Mutual Funds

Guidelines for rights issue of units by an unlisted Infrastructure Investment Trust (InvIT)

Advisory for Financial Sector Organizations regarding Software as a Service (SaaS) based solutions

Creation of Security in the issuance of listed debt securities and ‘due diligence’ by debenture trustee(s)

Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of Rule 19 of the Securities Contracts (Regulation) Rules, 1957

Processing of applications for registrations of AIFs and launch of schemes

Clarification on SEBI Circular SEBI/HO/OIAE/IGRD/CIR/P/2020/152 dated 13 August, 2020 on Investor grievances redressal mechanism – Handling of SCORES complaints by stock exchanges and Standard Operating Procedure for non-redressal of grievances by listed companies.

Contribution by Issuers of listed or proposed to be listed debt securities towards the creation of “Recovery Expense Fund"

Utilization of Fund Created out of the Regulatory Fee Forgone by SEBI – Additional Guidelines

Standardization of procedure to be followed by Debenture Trustee(s) in case of ‘Default’ by Issuers of listed debt securities.

Circular on Guidelines on Inter Scheme Transfers of Securities

Extension of the facility for conducting extraordinary meeting(s) of unit holders of InvITs and REITs through Video Conferencing or Other Audio-Visual Means (VC/OAVM)

Issuance, listing and trading of Perpetual Non-Cumulative Preference Shares (PNCPS) and Innovative Perpetual Debt Instruments (IPDIs)/ Perpetual Debt Instruments (PDIs) (commonly referred to as Additional Tier 1 (AT 1) instruments)

Circular on Product Labeling in Mutual Fund schemes – Risk-o-meter

Circular on Review of Dividend option(s) / Plan(s) in case of Mutual Fund Schemes

Standardization of timeline for listing of securities issued on a private placement basis

Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default - Extension of timeline for submission of the Undertaking cum Indemnity bond by the Trading members (TMs) / Clearing Members (CMs) for all the bank accounts.

Circular on Review of provisions regarding the valuation of debt and money market instruments due to the COVID - 19 pandemic

Relaxation in timelines for compliance with regulatory requirements

Framework for monitoring of foreign holding in Depository Receipts

Relaxation with respect to Validity of SEBI Observations and Revision in issue size

Amendments to guidelines for the preferential issue and institutional placement of units by a listed InvIT

Amendments to guidelines for the preferential issue and institutional placement of units by a listed REIT

Recovery of assets of defaulter member and recovery of funds from debit balance clients of defaulter member for meeting the obligations of clients / Stock Exchange / Clearing Corporation

Operating Guidelines for Investment Advisers in the International Financial Services Centre (IFSC) – Amendments

Collection and Reporting of Margins by Trading Member (TM) / Clearing Member (CM) in Cash Segment - Clarification

Listing and trading of units of Infrastructure Investment Trusts (InvITs) and Real Estate Investment Trusts (REITs) on recognized stock exchanges in International Financial Services Centres (IFSC)

Circular on Mutual Funds

Alternate Risk Management Framework Applicable in case of Near Zero and Negative Prices

Write-off of shares held by FPIs

Circular on Resources for Trustees of Mutual Funds

System-Driven Disclosures (SDD) under SEBI (SAST) Regulations, 2011

Guidelines for Investment Advisers

Refund of Security Deposit

Procedural Guidelines for Proxy Advisors

Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements)(Fifth Amendment) Regulations, 2018

Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Sixth Amendment) Regulations, 2018

Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2018

SEBI(Listing Obligations and Disclosure Requirement) (Amendment) Regulations, 2018

Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fourth Amendment) Regulations, 2018

Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fourth Amendment) Regulations, 2019

Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2020

Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2019

Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2020

SEBI (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2016

Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations 2016

Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations, 2019

Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2020

Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2019

Securities and Exchange Board of India (Regulatory Sandbox) (Amendment) Regulations, 2020

Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2018

Notification repealing SEBI (Central Database of Market Participants) Regulations, 2003

Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021

Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2021

Securities and Exchange Board of India (Alternative Investment Funds) ( Amendment) Regulations, 2021

Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2021

Securities and Exchange Board of India (Prohibition of Insider Trading) (Second Amendment) Regulations, 2020

Corrigendum to the Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021

Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2020

Relaxations relating to procedural matters – Issues and Listing

Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 due to the CoVID -19 pandemic

Norms for investment and disclosure by Mutual Funds in Exchange Traded Commodity Derivatives (“ETCDs”)

Revision in Daily Price Limits (DPL) for Commodity Futures Contracts

Review of Volatility Scan Range (VSR) for Option contracts in Commodity Derivatives Segment

Circular on Amendment to Regulation 20(6) of SEBI (AIF) Regulations, 2012

Monthly Reporting of Portfolio Managers

Transfer of excess contribution made by Stock Exchanges from Core SGF of one Clearing Corporation to the Core SGF of another Clearing Corporation

Refund of Security Deposit

Circular on Mutual Funds

Relaxation in timelines for compliance with regulatory requirements

Creation of Security in issuance of listed debt securities and ‘due diligence’ by debenture trustee(s) - Extension of timeline for implementation

Core Settlement Guarantee Fund, Default Waterfall and Stress Test for Limited Purpose Clearing Corporation (LPCC)

Review of inclusion of Historical Scenarios in Standardized Stress Testing in Commodity Derivatives Segment

Framework for issue of Depository Receipts - Clarifications

e-Voting Facility Provided by Listed Entities

Additional Payment Mechanism (i.e. ASBA, etc.) for Payment of Balance Money in Calls for partly paid specified securities issued by the listed entity

Operational guidelines for Transfer and Dematerialization of re-lodged physical shares

Relaxation in timelines for compliance with regulatory requirements

Testing of software used in or related to Trading and Risk Management

Introduction of Unified Payments Interface (UPI) mechanism and Application through Online interface and Streamlining the process of Public issues of securities under - SEBI (Issue and Listing of Debt Securities) Regulations, 2008 (ILDS Regulations), SEBI (Issue and Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013 (NCRPS Regulations), SEBI (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 (SDI Regulations) and SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 (ILDM Regulations)

Amendments to guidelines for preferential issue and institutional placement of units by a listed InvIT

Non-compliance with provisions related to continuous disclosures

Monitoring and Disclosures by Debenture Trustee(s)

Revised disclosure formats under Regulation 7 of SEBI (Prohibition of Insider Trading) Regulations, 2015

Revised Framework for Innovation Sandbox

Setting up of Limited Purpose Clearing Corporation (LPCC) by Asset Management Companies (AMCs) of Mutual Funds

Master Circular for Depositories

Master Circular on (i) Scheme of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957

Master Circular for Mutual Funds

Master Circular for Commodity Derivatives Market

Master Circular for Stock Exchanges and Clearing Corporations

Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money Laundering Act, 2002 and Rules framed there under

Master Circular for Commodity Derivatives Market

Master Circular for Mutual Funds

Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money Laundering Act, 2002 and Rules framed there under

Master Circular for Stock Brokers

Master Circular for Underwriters

Master Circular for Credit Rating Agencies

Master Circular for Debenture Trustees (DTs)

Master Circular for Stock Exchange and Clearing Corporation

Master Circular for Depositories

Master Circular for Mutual Funds

Master Circular for Stock Exchange and Clearing Corporation

Master Circular for Depositories

Master Circular for Stock Exchanges - 2014

Master Circular for Depositories

Master Circular for Mutual Funds

Master Circular for Stock Exchange - Cash Market

Master Circular for Depositories

Master Circular on Matters relating to Exchange Traded Derivatives

Master Circular for Mutual Funds

Master Circular for Depositories

Master Circular for Stock Exchanges / Cash Market

Master Circular on Matters relating to Exchange Traded Derivatives

Master Circular for Mutual Funds

AML/CFT- Master Circular

Master Circular for Depositories

Master circular for Exchange Traded Derivatives

Master Circular for Stock Exchange - Cash Market

Master Circular for Stock Exchanges and Depositories

Master Circular on Administration of Stock Exchanges, Arbitration in recognised Stock Exchanges and Stock Exchanges / trading platform for Small & Medium Enterprises including guidelines for Market Makers

Master Circular for Depositories

Master Circular for Stock Exchange - Cash Market

Master Circular on Allotment of codes to Stock Exchanges, Subsidiary management by Stock Exchanges, Governance of recognised Stock Exchanges and Arbitration in recognised Stock Exchanges

Master Circular on Oversight of Members (Stock Brokers/Trading Members/Clearing Members of any Segment of Stock Exchanges and Clearing Corporations)

Master Circular on Anti-Money Laundering (AML) and Combating Financing of Terrorism (CFT) Standards

Master Circular-Mutual Funds

Master Circular-Mutual Funds

Master Circular-Mutual Funds

SEBI (Issuing Observations On Draft Offer Documents Pending Regulatory Actions) Order, 2020

SEBI (Prohibition on Raising Further Capital From Public and Transfer of Securities of Suspended Companies) Order, 2015

SEBI (Framework For Rejection Of Draft Offer Documents) Order, 2012

Amendment to SEBI's General Order No.1of 2006

SEBI (Issuing Observations on Draft Offer Documents Pending Regulatory Actions) Order, 2006

Pre-Expiry Margin on commodities under Alternate Risk Management Framework

Extension of facility for conducting meeting(s) of unitholders of REITs and InvITs through Video Conferencing (VC) or through other audio-visual means (OAVM)

Code of Conduct & Institutional mechanism for prevention of Fraud or Market Abuse

Circular on Mutual Funds

Circular on Guidelines for votes cast by Mutual Funds

Amendments to provisions in SEBI Circular dated September 16, 2016 on Unique Client Code (UCC) and mandatory requirement of Permanent Account Number (PAN)

Rollout of Legal Entity Template

Review of norms regarding investment in debt instruments with special features, and the valuation of perpetual bonds

Streamlining the process of IPOs with UPI in ASBA and redressal of investors grievances

Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Market Infrastructure Institutions (MIIs)

Clarification on the valuation of bonds issued under Basel III framework

Review of Delivery Default Norms