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NBFC and IRDA

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Title Date Description
FREQUENTLY ASKED QUESTIONS (FAQs) SEBI (ALTERNATIVE INVESTMENT FUNDS) REGULATIONS, 2012 2016/08/18
Disclosure in case of listed insurance companies 2016/10/24
Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure 2016/10/19
Enhanced Standards for Credit Rating Agencies (CRAs) 2016/11/01
Freezing of Promoter and Promoter group Demat accounts for Noncompliance with certain provisions of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 2016/10/26
Filing of Forms PAS-4 and PAS-5 in case of issuance of debt securities on private placement basis 2016/12/23
Clarification on aspects related to day count convention for debt securities issued under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008 2016/11/11
Continuous disclosures and compliances by REITs 2017/01/05
Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2016 2017/01/05
Guidance Note on Board Evaluation 2017/01/05
SEBI Circular on Integrated Reporting by Listed Entities 2017/02/06
Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2017 2017/02/15
Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2017 2017/02/15
Securities and Exchange Board of India (Payment of Fees and Mode of Payment) (Amendment) Regulations, 2017 2017/03/06
SEBI Circular to modify requirements of SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011 2017/03/15
Circular No CIR/CFD/CMD/93/2017 Dated on 04.08.2017, Disclosures by listed entities of defaults on payment of interest/ repayment of principal amount on loans from banks / financial institutions, debt securities, etc. 2017/08/04

                                        

Online Registration Mechanism for Mutual Funds 2017/06/01
Comprehensive guidelines for Investor Protection Fund, Investor Service Fund and its related matters at National Commodity Derivatives Exchanges 2017/06/13
Recording of Non Disposal Undertaking (NDU )in the Depository System 2017/06/14
Non-compliance with certain provisions of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 (“ICDR Regulations) 2017/06/15
Interest and Dividend information reporting in case of Custodial Accounts-Rule 114G (1) (e) of the Income Tax Rules,1962 2017/06/15
Participation of Category III Alternative Investment Funds (AIFs) in the commodity derivatives market 2017/06/21
Participation of Non Resident Indians (NRIs) in the Exchange Traded Currency Derivatives (ETCD) segment 2017/06/28
Acceptance of e-PAN card for KYC purpose 2017/06/30
Specifications related to International Securities Identification Number (ISINs) for debt securities issued under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008 2017/06/30
Policy of Annual Inspection of Members by Stock Exchanges/Clearing Corporations 2017/07/03
Investments by FPIs in Government Securities 2017/07/04
Online Filing System for Foreign Venture Capital Investors 2017/07/06
Guidelines for issuance of ODIs, with derivative as underlying, by the ODI issuing FPIs. 2017/07/07
Online Registration Mechanism for Custodian of Securities 2017/08/09
International Financial Services Centers ) Guidelines, 2015-Liquidity Enhancement Scheme 2017/08/10
Securities And Exchange Board Of India (Substantial Acquisition Of Shares And Takeovers) (Amendment) Regulations, 2017 2017/08/14
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