- Compromises, Arrangements and Amalgamations
Forms Particular View Download Form No. AMG. 1 Affidavit View Download Form No. AMG. 2 Advertisement of notice of the meeting of creditors or members View Download Form No. AMG. 3 Creditor’s Responsibility Statement View Download Form No. AMG. 4 Notice convening meeting of creditors or members View Download Form No. AMG. 5 Notice to Central Government, Regulatory Authorities View Download Form No. AMG. 6 Report by Chairman View Download Form No. AMG. 7 Application filed by aggrieved party with respect to takeover offer View Download Form No. AMG. 8 Petition to sanction compromise or arrangement View Download Form No. AMG. 9 Order on petition View Download Form No. AMG. 10 Order under section 232 View Download Form No. AMG. 11 Statement to be filed with Registrar of Companies View Download Form No. AMG. 12 Notice of the scheme inviting objections or suggestions View Download Form No. AMG. 13 Declaration of solvency View Download Form No. AMG. 14 Notice of approval of the scheme of merger View Download Form No. AMG. 15 Confirmation order of scheme of compromise or arrangement involving merger between View Download Form No. AMG. 16 Confirmation order for scheme of merger View Download Form No. AMG. 17 Notice to dissenting shareholders View Download Form No. AMG. 18 Information to be furnished along with circular in relation to any scheme or contract involving the transfer of shares or any class of shares in the transferor company to the transferee company View Download - Prevention of Oppression and Mismanagement
- Revival and Rehabilitation of sick companies
Form Particular View Download Form No. RNR. 1 Application for determination of sickness View Download Form No. RNR. 2 Interlocutory application View Download Form No. RNR. 3 Application for determination of measures for revival and rehabilitation View Download Form No. RNR. 4 Scheme of revival and rehabilitation View Download Form No. RNR. 5 Order determining a debtor company a sick company View Download Form No. RNR. 6 Notice of order determining a company as sick company View Download Form No. RNR. 7 Order appointing Interim Administrator View Download Form No. RNR. 8 Notice of order of appointment of interim administrator of a sick company View Download Form No. RNR. 9 Report of the interim administrator under section 256 (1) (b) View Download Form No. RNR. 10 Notice of meetings of creditors under section 256(1)(b) View Download Form No. RNR. 11 Order for initiation of winding-up proceedings against the sick company View Download Form No. RNR. 12 Order appointing Company Administrator View Download Form No. RNR. 13 Notice of order of appointment of company administrator of a sick company View Download Form No. RNR. 14 Notice of meetings of secured and unsecured creditors under section 262 View Download Form No. RNR. 15 Application by company administrator for sanctioning of the scheme View Download Form No. RNR. 16 Form of advertisement of petition/application/draft scheme of revival and rehabilitation View Download Form No. RNR. 17 Order on petition/application for sanctioning the scheme of revival and rehabilitation View Download Form No. RNR. 18 Application for modification of the scheme or to declare the scheme as failed and that the company may be wound up View Download Form No. RNR. 19 Report of the Company Administrator under section 265 (1) View Download - National Company Law Tribunal
Form Particular View Download Form No. NCLT 1 Details of original application / reply / rejoinder / interlocutory / application View Download Form No. NCLT 2 Notice of Admission View Download Form No. NCLT 3 Notice of Motion View Download Form No. NCLT 3A Advertisement detailing petition View Download Form No. NCLT 3B Individual Notice of petition / application to creditors, members, etc View Download Form No. NCLT 4 General Heading for Proceedings View Download Form No. NCLT 5 Notice View Download Form No. NCLT 6 General Affidavit Verifying Petition View Download Form No. NCLT 7 Affidavit by way evidence View Download Form No. NCLT 8 Application for Execution of Order under clause l3f of section 424 of the Act with reference to a Decree (Order 21, R.11.) View Download Form No. NCLT 9 Details of Application / Petition: View Download Form No. NCLT 10 Application for the Registration of an Intern of Authorized Representative under the rules View Download Form No. NCLT 11 Application By Depositor Under Section 73 (4) Or 76(2) Or By Company u/s 74(2) Or By Debenture Holder Or Debenture Trustee Under Section 71 (10) of The Act Or Section 45QA of The Reserve Bank Of India Act, 1934 (*Delete Whichever Is Not Applicable) View Download Form No. NCLT 12 Memorandum of appearance View Download Form No. NCLT 13 Public Notice of petition under Section 245. View Download Form No. NCLT 14 Certification when deponent is unacquainted with the language of the affidavit or is blind or illiterate. View Download Form No. NCLT 15 Under Section 424 of the Companies Act, 2O13 r/w corresponding Power vested under C.P.C. View Download Form No. NCLT 16 Deposition of PW/RW View Download Form No. NCLT 17 Certificate Of Discharge View Download Form No. NCLT 18 Register of Appeals, Petitions, etc View Download - National Company Law Appellate Tribunal
Form Particular View Download Form No. NCLAT 1 Memorandum of Appeal Preferred under Section 421 of the Companies Act, 2013 View Download Form No. NCLAT 2 Petition for stay/direction/dispense with/condone delay/calling records View Download Form No. NCLAT 3 Application for Inspection of Documents/Records under Rule 50 View Download Form No. NCLAT 4 Affidavit View Download Form No. NCLAT 5 Certification when deponent is unacquainted with the language of the affidavit or is Blind or illiterate. View Download Form No. NCLAT 6 Under Section 424 of the Companies Act, 2013 r/w corresponding power vested under C.P.C. View Download Form No. NCLAT 7 Deposition of PWRW View Download Form No. NCLAT 8 Certificate of Discharge View Download Form No. NCLAT 9 Register of Special leave Petitions/Appeal View Download - NCLT Forms & Other Details
S.No. Section of Companies Act 2013 Nature of Application/ Petition Form No. Additional
Information.Fees Enclosures of the Petition 1 Sec. 2 (41) Application for change in financial year NCLT-1
(Within 3 months
from the date of passing special resolution)5000/- 1.Copy of the memorandum and articles of association
2. Copy of balance sheet of companies. (for how many years)
3. Affidavit verifying the petition
4. Bank draft evidencing payment of application fee
5. Memorandum of appearance with copy of the Board Resolution or the executed Vakalatnama, as the case may be.2 Sec. 7 (7) Application to Tribunal where company has been incorporated by furnishing false or incorrect info or by any fraudulent action. NCLT-1 5000/- 1. Copy of the memorandum and articles of association.
2. Document in proof of false or incorrect information or fraudulent action.
3. Affidavit verifying the petition.
4. Bank draft evidencing payment of application fee.
5. Memorandum of appearance with copy of the Board Resolution or the executed Vakalatnama, as the case may be.3 Sec. 14 (1) Conversion of public company into a private company. NCLT-1
(Within 3 months
from the date of
passing special
resolution)NCLT-3B(RULE-35)
(Individual notice to be serve to the Debenture-holder &Creditors)
through registered
post.5000/- 1 .Copy of the memorandum and articles of association.
2. Copy of the documents showing that the company ceased to become a public company.
3. Affidavit verifying the petition.
4. Bank draft evidencing payment of application fee.
5. Memorandum of appearance with copy of the Board Resolution or the executed Vakalatnama, as the case may be.4 Sec. 55 (3) Application for issue further redeemable preference shares. NCLT-1 5000/- 1. Copy of the memorandum and articles of association.
2. Documents showing the terms of issue of the existing preference shares.
3. Copy of the Board Resolution and resolution of general meeting for issue of further redeemable preference
shares.
4. Copy of the latest audited balance sheet with the profit and loss account of the company with auditor’s report and
director’s report.
5. Affidavit verifying the petition.
6. Bank draft evidencing payment of application fee.
7. Memorandum of appearance with copy of the Board Resolution or the executed5 Sec. 58 (3) or 59 Appeal against refusal of registration of shares or Appeal for rectification of register of member NCLT-1 NCLT-3A(RULE-35- Advertisement of
the petition)1000/- Where the company is the petitioner.
1. Copy of the memorandum and articles of association
2. Latest audited balance-sheet and profit and loss account, auditor’s report and director’s report.
3. Authenticated copy of the extract of the Register of Members.
4. Copy of the resolution of the Board or Committee of Directors (where applicable)
5. Any other relevant documents.
6. Affidavit verifying the petition.
7. Bank draft evidencing payment of application fee.
8. Memorandum of appearance with copy of the Board Resolution or the executed Vakalatnama, as the case may be.
9. Two extra copies of the petition.
Where the petition is made by any other person.
1. Documentary evidence in support of the statements made in the petition including the copy of the letter written by
the petitioner to the company for purpose of registering the transfer of, or the transmission of the right to, any share,
or interest in, or debentures as also a copy of the letter of refusal of the company.
2. Copies of the documents returned by the company.
3. Any other relevant document.
4. Affidavit verifying the petition.
5. Bank draft evidencing payment of application fee.
6. Memorandum of appearance with copy of the Board’s Resolution or the executed Vakalatnama, as the case may be.
7. Two extra copies of the petition.6 Sec. 61 (1) Application to Tribunal for consolidation and division of share capital. NCLT-1 NCLT-3A(Rule-35) - 1. Copies of memorandum and articles of association;
2. Copies of audited balance sheets for past 3 years;
3. Resolution for allowing such consolidation or division and providing justification for the same;
4. Documents in proof of new capital structure and class of shares being consolidated or divided;
5. Affidavit verifying the petition.
6. Bank draft evidencing payment of application fee.
7. Memorandum of appearance with copy of the Board’s Resolution or the executed Vakalatnama, as the case may be.
8. Two extra copies of the application
9. Any other relevant documents7 Sec. 62 (4) Appeal against order of Govt. fixing terms and conditions for conversion of debentures and shares. NCLT-9 (within 60
days from the date
of communication of
such order.)5000/- 8 Sec. 71 (9) Petition by Debenture-trustees 2000/- 9 Sec. 71 (10) Application in the event of failure of redeeming of debentures N C L T - 1 1 ( i n
duplicate)1000/- 10 Sec. 73 (4) Application by deposition for repayment of deposit or interest N C L T - 1 1 ( i n
duplicate)500/- 1. Copy of the deposit receipt
2. Copy of the correspondence exchanged with the company.
3. Bank draft evidencing payment of application fee.
4. Any other relevant document11 Sec. 74 (2) Application to allow further time as considered reasonable to the company to repay deposits. NCLT-1 5000/- 1. Names and addresses of the officers of the company.
2. Full details of small depositors such as names, addresses, amount of deposits, rate of interest, dates of maturity and
other terms and conditions of deposits.
3. Reasons for non payment or late payment.
4. Annual Reports for the last three years.
5. Projection and cash flow statement for the next three financial years duly certified by Statutory Auditors of the
company.
6. Any other relevant document12 Sec. 97 (1) Application for calling of Annual General meeting. NCLT-1 1000/- 1. Affidavit verifying the petition.
2. Bank draft evidencing payment of application fee.
3. Any other relevant document13 Sec. 98 (1) Application for calling of general meeting of company other than annual general meeting NCLT-1 1000/- 1. Documentary evidence in proof of status of the applicant.
2. Affidavit verifying the petition.
3. Bank draft evidencing payment of application fee.
4. Memorandum of appearance with copy of the Board’s Resolution or the executed Vakalatnama, as the case may be.
5. Any other relevant document14 Sec. 119 (4) Petition to pass an order directing immediate inspection of minutes books or directing a copy thereof be sent forthwith to person requiring it. NCLT-9 500/- 1. Documentary evidence, if any, showing the refusal of the company to give inspection to the petitioner.
2. Affidavit verifying the petition.
3. Bank draft evidencing payment of application fee.
4. Memorandum of appearance with copy of the Board’s Resolution or the executed Vakalatnama, as the case may be.
5. Any other relevant document.15 Sec. 130 (1) Application for re-opening of books of account, if made by any person other than Central Government, Income Tax authorities, SEBI or any other statutory regulatory body or authority.
NOTE: According to the section application is to be made by the income tax- authorities, SEBI ETC.5000/- 16. Sec. 131 (1) Application by company for voluntary revision of financial statement on Board’s report
NOTE: According to the section, its financial statement or board’s report.
NCLT-1 NCLT-3A(RULE-35) 5000/- 1. Audited Financial statements of relevant period;
2. Copies of memorandum and articles of association.
3. The details of the Managing Director, Chief Financial Officer, directors, Company Secretary and officer of the
company responsible for making and maintaining such books of accounts and financial statement.
3. Where such accounts are audited, documents in proof of the name and contact details of the auditor or any former
auditor who audited such accounts.
4. Copy of the Board resolution passed by the Board of Directors.
5. Affidavit verifying the petition.
6. Bank draft evidencing payment of application fee.
7. Memorandum of appearance with copy of the Board’s Resolution or the executed Vakalatnama, as the case may be.
8. Any other relevant document.17. Sec. 140 (4) Application for not sending the copy of representation of auditor to the members. NCLT-1 1000/- 18. Sec. 140 (5) Application by any other person concerned for change of auditors.
NOTE: Application could be made by the Central govt. also.2000/- 19. Sec. 169 (4) Application for not sending copies of representation NCLT-1 1000/- 20 Sec. 213 Application to Tribunal for investigation into company affairs NCLT-1 5000/- 21 Sec. 218 (1) Application for approval for action proposed against employee 1000/- 22 Sec. 222 (1) Application for imposition of restrictions on securities. 2500/- 23 Sec. 241 (1) Application in cases of oppression and mismanagement. NCLT-1 In case of withdrawal of
application it should be filed in NCLT-910000/- 24 Sec. 242 (4) Application for regulating the conduct of company 2500/- 25 Sec. 243 (1) (b) Application for appointment as Managing Director NCLT-1 5000/- 26 Sec. 244 (1) Application for waiver of requirement specified in clause (a)
or (b) of Sec. 244 (1)2500/- 27 Sec 245 Class action suits NCLT-9 NCLT-13 Public notice is to
be issued by the tribunal in5000/- 28 Sec. 441 Application for compounding of certain offences. NCLT-9 1000/- 29 Section 421 Appeals to NCLAT 5000/- 30 Application under any other provisions specifically not mentioned herein above 1000/- 31 Fee for obtaining certified true copy of final order passed to parties other than theconcerned parties under Rule 50 5/- per
page.
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